CAREERS
📁
Risk Management/Compliance
📅
84517 Requisition #
Under general supervision monitors compliance with various risk programs. Detects and advises management of potential risk issues and recommends procedural changes to mitigate risk. Researches and develops solutions for issues being addressed by the department. Interprets and clarifies policies and procedures in order to respond to inquiries and requests for information. 1. Monitors and reviews procedures and practices of partners to assure compliance and adherence to internal policies. 2. Detects and advises management of potential risk and may recommend changes and/or enhancements to improve efficiencies in procedures. 3. Reviews documentation and procedures to assure compliance. Contributes to development of policies, procedures, and business practices in support of various risk programs. 4. Researches and develops analytical reports and solutions for issues being addressed by the department. 5. Participates in training partners and delivering communications on applicable risk/compliance regulations. 6. Coordinates and/or performs activities of designated risk initiatives. 7. Responds to internal and external inquiries and requests for information. May recommend appropriate procedural changes. 8. Attends seminars to maintain up-to-date knowledge of new issues and regulatory developments. 9. Works towards becoming proficient in all areas of the job. 10. Can work effectively as a team member and independently.
5 years of related experience. Strong working knowledge of the risks inherent in our business. Analytical and communication skills required to summarize and analyze information. Organizational skills required to coordinate risk related activities.

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Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If, because of a medical condition or disability, you need a reasonable accommodation for any part of the employment process, please email our HR Service Center or call 1-800-807-0302 (North America), +630-276-5353 (Asia Pacific), 1800-425-0333 (India), +44(0)207 982 4357 (Europe, Middle East and Africa) and let us know the nature of your request and your contact information.

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