CAREERS
📁
Risk Management/Compliance
📅
82679 Requisition #
Thanks for your interest in the Analyst, Compliance position. Unfortunately this position has been closed but you can search our 329 open jobs by clicking here.

 

KNOWLEDGE/SKILLS:

 

  • Fluent in English and ability to communicate in a clear, concise and effective manner (verbal and written)
  • Financial Institution Regulatory and Compliance knowledge is a must
  • General knowledge of Global/Regional Financial Institution regulations and bank program implementation activities
  • Knowledge of Asset Management, Institutional trades, FX, derivatives and equity trade surveillance 
  • Confidence and expertise to advise management and the business
  • Experience providing compliance advisory/consultancy and operational support
  • Ability to use initiative and work unsupervised in a proactive manner
  • Knowledge in MS Office particularly in MS excel, macros, SharePoint, InfoPath and PowerBI is an advantage
  • Ability to deal effectively with different personalities to address competing deadlines
  • Relevant training/certification in relation to Trade Surveillance 

     

      

 

EXPERIENCE:

 

  • A College or University degree and/or relevant proven work experience is required

  • 3-5 years of experience in Surveillance or any compliance related process in a Financial Institution or equivalent

  • Experience as an SME in offshore banking and financial services team/s

  • Any relevant financial certifications is preferred

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Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If, because of a medical condition or disability, you need a reasonable accommodation for any part of the employment process, please email our HR Service Center or call 1-800-807-0302 (North America), +630-276-5353 (Asia Pacific), 1800-425-0333 (India), +44(0)207 982 4357 (Europe, Middle East and Africa) and let us know the nature of your request and your contact information.

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