CAREERS

Senior Consultant – Oversight and Governance Framework

📁
Operations/Securities
📅
83208 Requisition #
Thanks for your interest in the Senior Consultant – Oversight and Governance Framework position. Unfortunately this position has been closed but you can search our 349 open jobs by clicking here.


Skills / Experience:


1.    College or University degree holder

2.    Required language – oral and written English, Chinese (Mandarin is an advantage)

3.    Knowledge of day-to-day Investor AML processes and procedures and the wider funds administration business

4.    Previous people management experience will be a plus

5.    Previous experience in an Investor AML servicing role

6.    Previous experience and knowledge of deploying and managing the governance and oversight models for the business

7.    Knowledge on Transfer Agency (preferred)

8.    Strong organizational and communication skills

9.    Effective risk management

10.  Ability to research, understand complex issues and deliver solutions agreed with line management

11.  Good knowledge of the global Investor AML regulatory environment and the local Investor AML regulatory environment in Singapore

12.  General knowledge of Microsoft Office applications relating to designated areas of responsibility


ACCountabilities:


1.    Comply and ensure other relevant partners in Northern Trust comply with the global and local AML regulatory regime in which Northern Trust operates as appropriate to the above role;

2. Exercise due care and diligence and ensure that the responsibilities of the role are organized and controlled within the ambit of regulation, compliance and risk management; and

3.    Observe proper standards of market, business and personal conduct, demonstrating integrity in the execution of such duties.


Internal Key Stakeholders:


1.    Northern Trust Ireland/Singapore Senior Management

2.    Northern Trust Investor AML partners in Ireland

3.    Relationship Managers/CSDMs/Transfer Agency CSMs

4.    Transfer Agency partners 

5.    Northern Trust Control partners

6.    Northern Trust Risk & Compliance partners

7.    Northern Trust Asia Senior Management


External Key stakeholders:

1.    The Regulator in Singapore / Cayman

2.    Clients (including on occasion Fund Boards)

3.    MLROs

4.    Investors



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